Directory of Putnam Investment Management Resources

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Resources in This Category

• Putnam Agrees to Pay for Losses Attributable to Excessive Trading

  http://www.sec.gov/news/press/2003-156.htm
  SEC found that Putnam committed securities fraud by failing to disclose potentially self-dealing excessive short-term and market timing trading.

• Putnam Agrees to Pay to Resolve Market Timing Charges by SEC

  http://www.sec.gov/news/press/2004-49.htm
  Putnam settles with SEC for violating federal securities laws by failing to disclose improper market timing trading by its portfolio managers.[SEC]

 

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